| 12 November 2001 |
Debt Collection Practice (in PDF) |
| 9 November 2001 |
SFC Welcomes the Appointments of Mr. Henry Fan and Mr. Tsang Yok-sing, Jasper as the Commission's Non-Executive Directors (in PDF) |
| 9 November 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 8 November 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 8 November 2001 |
The SFC Revokes the Registration of Fung Tat Shing Frank, a Dealer's Representative under the Securities Ordinance (in PDF) |
| 7 November 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 6 November 2001 |
SFC Quarterly Bulletin (in PDF) |
| 6 November 2001 |
Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF) |
| 6 November 2001 |
The SFC Clarifies Certain Issues relating to iMarkets Limited (in PDF) |
| 5 November 2001 |
Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF) |
| 2 November 2001 |
Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF) |
| 1 November 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 1 November 2001 |
Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF) |
| 1 November 2001 |
SFC Educates Investors on Commercial Radio 1 "Chit Chat on Facts" (in PDF) |
| 1 November 2001 |
Consultation Conclusion Report and the Corporate Finance Adviser Code of Conduct (in PDF) |
| 31 October 2001 |
Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF) |
| 31 October 2001 |
Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF) |
| 30 October 2001 |
Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF) |
| 30 October 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 30 October 2001 |
SFC Publishes the Consultation Conclusions on the Draft Code of Conduct for Share Registrars and the Code of Conduct for Share Registrars (in PDF) |
| 29 October 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 26 October 2001 |
1. SFC Suspends the Registration of Y.F. Chan Securities Limited; 2. SFC Suspends the Registration of Mr Frank Yu (in PDF) |
| 26 October 2001 |
SFC Consults the Public on Draft Hedge Funds Guidelines (in PDF) |
| 26 October 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 26 October 2001 |
Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF) |
| 26 October 2001 |
I-Wood International Holdings Limited - Public Disclosure of Dealings (in PDF) |
| 24 October 2001 |
Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF) |
| 23 October 2001 |
Business Activities Survey Report Published (in PDF) |
| 23 October 2001 |
Money Market Fund Restrictions Removed (in PDF) |
| 23 October 2001 |
Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF) |
| 19 October 2001 |
SFC Consults the Public on Draft Unsolicited Calls - Exclusion Rules (in PDF) |
| 19 October 2001 |
Amendments to the mandatory offer provisions of the Hong Kong Code on Takeovers and Mergers with immediate effect (in PDF) |
| 17 October 2001 |
SFC Takes Action Against Unregistered Dealing |
| 16 October 2001 |
SFC Prosecutes Lee, Sam Yuen John and D.H. International Limited for Contravening the Securities (Disclosure of Interests) Ordinance |
| 15 October 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 15 October 2001 |
SFC Launches Monthly Newsletter (in PDF) |
| 15 October 2001 |
SFC Releases Retail Investor Survey (in PDF) |
| 11 October 2001 |
1. SFC Suspends the Registration of Mr Li Chi Keung, Saymond under the Securities Ordinance; 2. SFC Reprimands Mrs Ip Yuen King Wai, Katherine (in PDF) |
| 10 October 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 9 October 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 9 October 2001 |
(Reminder) - Media List Update and Press Release by Electronic Mail (in PDF) |
| 9 October 2001 |
SFC Prosecutes Wilson Leung (in PDF) |
| 8 October 2001 |
SFC Signs a Memorandum of Understanding with Australian Securities & Investments Commission (in PDF) |
| 5 October 2001 |
SFC Takes Action Against Unregistered Dealing (in PDF) |
| 4 October 2001 |
SFC Successfully Prosecutes HK Stock Limited
and Stanley Cheung Tak Kwai
for Unregistered Dealing in Securities (in PDF) |
| 4 October 2001 |
Securities and Futures Appeals Panel Suspends the Registrations of
William Chim Chun Kwan (in PDF) |
| 4 October 2001 |
1. SFC Suspends the Registration of Ms So Wai Yin Irene, as a Dealing Director and Investment Adviser Director under the Securities Ordinance (SO) and as a Commodity Dealer's Representative under the Commodities Trading Ordinance (CTO); 2. SFC Reprimands Mr Philip Poon Tai Yip, a Dealer's Representative under the SO; 3. SFC Takes Action Against Daily Growth Investment Company Limited (in PDF) |
| 4 October 2001 |
Proposed Privatisation of Evergo China Holdings Limited
by Chinese Estates Holdings Limited (in PDF) |
| 3 October 2001 |
Takeovers and Mergers Panel Decision in relation to
UDL Holdings Limited (in PDF) |
| 28 September 2001 |
Shareholders Group (in PDF) |
| 28 September 2001 |
Extension of Appointment of SFC Chairman (in PDF) |
| 28 September 2001 |
Financial Action Task Force on Money Laundering
Non-cooperative Countries and Territories (in PDF) |
| 28 September 2001 |
SFC Consults the Public on Draft Contract Notes Rules (in PDF) |
| 28 September 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 27 September 2001 |
Executive Director of Enforcement Illegally Touted by Persons Claiming to Represent Kearns Investments Inc. (in PDF) |
| 27 September 2001 |
1. SFC Publicly Reprimands Mr Kam Hing Lun, a Dealer's Representative under the Securities Ordinance ; 2. SFC Takes Action Against Unregistered Dealing (in PDF) |
| 27 September 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 26 September 2001 |
Proposed Privatisation of Evergo China Holdings Limited
by Chinese Estates Holdings Limited (in PDF) |
| 25 September 2001 |
1) SFC Prosecutes Lin Chin Yao for Contravening the Securities (Disclosure
of Interests) Ordinance
; 2) SFC Takes Action Against Unregistered Dealing (in PDF) |
| 25 September 2001 |
Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 24 September 2001 |
SFC Prosecutes Crown Asset Management Limited and Mrs Pauline Cousins for Contravening the Protection of Investors Ordinance (in PDF) |
| 24 September 2001 |
Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 21 September 2001 |
Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 21 September 2001 |
Public Statement on Mr Chin Cheng Sin (in PDF) |
| 20 September 2001 |
1. SFC Reprimands Mr Yeung Kok Tong; 2. SFC Reprimands Miss Wu Yuen Wah (in PDF) |
| 19 September 2001 |
Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 19 September 2001 |
Disclosure of Dealings in Relevant Securities of Pacific Century Insurance Holdings Limited ("PCI") |
| 18 September 2001 |
Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF) |
| 17 September 2001 |
Takeovers and Mergers Panel Decision in relation to UDL Holdings Limited |
| 14 September 2001 |
Recognised Institutions for Providing Continuous Professional Training (in PDF) |
| 13 September 2001 |
SFC Takes Disciplinary Actions Against Prosperous Securities Limited, Miss Chan Man Ching and Mr Lee Po Wing (in PDF) |
| 11 September 2001 |
SFC Prosecutes Chu Wai Ling for Contravening the Securities (Disclosure of Interests) Ordinance (in PDF) |
| 6 September 2001 |
1) SFC Publicly Reprimands Lau Kang Yu under the Securities Ordinance and the Leveraged Foreign Exchange Trading Ordinance; 2) SFC Suspends the Registration of Chan Chuen Leung, a Dealer's Representative under the Securities Ordinance (in PDF) |
| 5 September 2001 |
SFC Prosecutes Tianjin Investment Holdings Limited & Tsinlien Group Company Limited for Contravening the Securities (Disclosure of Interests) Ordinance (in PDF) |
| 3 September 2001 |
SFC Posts Full Register of Licensed Persons on Website (in PDF) |
| 31 August 2001 |
SFC Welcomes the Appointments of Mr Alan Linning as Executive Director (Enforcement) and Mrs Alexa Lam as Executive Director (Intermediaries and Investment Products) (in PDF) |
| 30 August 2001 |
Compensation Payments to Clients of Win Successful Securities Ltd. (in PDF) |
| 30 August 2001 |
SFC Suspends the Registration of Chow Chuen (in PDF) |
| 23 August 2001 |
SFC Publicly Reprimands Mr Tam Cham Kai and Mr Lau Cheung Man, both Securities Dealing Directors of SEG International Securities (H.K.) Limited (SEG), and Mr Wong Kong Yui, a Director of SEG (in PDF) |
| 22 August 2001 |
1) SFC Successfully Prosecutes Mrs Fung Lee Woon King for contravening the Securities (Disclosure of Interests) Ordinance; 2) SFC Prosecutes YourShare Holdings Corporation for contravening the Protection of Investors Ordinance (in PDF) |
| 22 August 2001 |
SFC Publishes a Consultation Paper on the Draft Code of Conduct for Share Registrars (in PDF) |
| 22 August 2001 |
Proposed Financial Restructuring of Fourseas.com Limited Comprising Capital Reorganisation, Subscription of Subscription Shares, Disposal Agreement, Management Agreement and Joint Venture Deeds and Application for Whitewash Waiver (in PDF) |
| 16 August 2001 |
SFC Revokes the Registration of Mr Chan Tai Chung (in PDF) |
| 14 August 2001 |
SFC Releases First Quarterly Report (in PDF) |
| 9 August 2001 |
Securities and Futures Commission Reprimands So Wai Yue (in PDF) |
| 7 August 2001 |
SFC Prosecutes Mr Huang Tie Ying for Contravening the Securities (Disclosure of Interests) Ordinance (in PDF) |
| 3 August 2001 |
Unconditional cash offer by Kingston Securities Limited and Altus Capital Limited on behalf of New Century Worldwide Capital Limited to acquire all the issued share capital of Multi-Asia International Holdings Limited - Disclosure of dealings in relevant securities in Multi-Asia International Holdings Limited (in PDF) |
| 31 July 2001 |
SFC Suspends the Registration of Ho Chung Ming (in PDF) |
| 27 July 2001 |
Report of the International Committee on Listing of New Enterprises (in PDF) |
| 26 July 2001 |
SFC Publicly Reprimands Mr Chan Ping Kuen, a Dealer Representative Under the Securities Ordinance (in PDF) |
| 24 July 2001 |
1) SFC Revokes the Registrations of Lai Wai Fong; 2) SFC Takes Actions Against Mr Lui Hing Yip, Andy |
| 24 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 23 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 20 July 2001 |
Consultation on Proposed Index Funds Provisions (in PDF) |
| 20 July 2001 |
SFC Suspends the Registrations of Ms Wong Bo Chu, a Dealer's Representative Under the Commodities Trading Ordinance and the Securities Ordinance |
| 19 July 2001 |
1. SFC Publicly Reprimands Mr Kwok Wood Yan, a Dealer Trading Under the Name of Tai Fat Securities Company Under the Securities Ordinance and SFC Suspends the Registration of Ms Fong Shik Yee as a Dealer's Representative Under the Securities Ordinance ; 2. SFC Takes Action Against Ms Au Suet Ming, Clarea ; 3. SFC Takes Action Against Fung Suk Fan Emily ; 4. SFC Reprimands So Chi Ming |
| 19 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 18 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 18 July 2001 |
Shareholders Group |
| 17 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 13 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 12 July 2001 |
SFC Suspends the Registrations of Mr Poon Pong Wah, a Dealer's Representative under the Securities Ordinance and the Commodities Trading Ordinance |
| 12 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 11 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 9 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 5 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 4 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 3 July 2001 |
SFC Takes Action Against Unregistered Dealing |
| 3 July 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 29 June 2001 |
Fund Management Activities Survey 2000 |
| 29 June 2001 |
Amendments to the Guidance Note on Competence and the Guidance Note on Continuous Professional Training |
| 29 June 2001 |
1. SFC Publicly Reprimands Mr Lau Kam Shing, Alex ; 2. SFC Publicly Reprimands Mr Wong Chi Chiu, Alie ; 3. SFC Publicly Reprimands Mr Wong Yu Chiu ; 4. SFC Reprimands Clover Securities Co Ltd and Mr Andy Lau Wai Ching, and Suspends the Registration of Ms Emily Lau Mun Yin |
| 29 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 28 June 2001 |
Internet Surf Day organized by the
International Organization of Securities Commission (IOSCO) |
| 28 June 2001 |
1. SFC Takes Action Against Mak Chun Sang Jimmy ; 2. SFC Takes Action Against Lee Ming Yin, Alex |
| 27 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 22 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 21 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 21 June 2001 |
SFC Reprimands Ms Ho Yuen Wah, Ida |
| 21 June 2001 |
Frequently Asked Questions on the Revised Code of Conduct for Persons Registered with the Securities and Futures Commission |
| 20 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 19 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 18 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 14 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 14 June 2001 |
SFC Publicly Reprimands Mr Kwan Ka Wing, a Dealer's Representative under the Securities Ordinance |
| 13 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 7 June 2001 |
Placement of Derivative Warrants to be Listed on the Stock Exchange of Hong Kong Limited |
| 5 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 5 June 2001 |
Restructuring Proposal involving, inter alia, a proposal for Honko International Holdings Limited to become a wholly-owned subsidiary of TechCap Holdings Limited by way of a scheme of arrangement - Disclosure of dealings in relevant securities in TechCap Holdings Limited |
| 2 June 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 31 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 30 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 30 May 2001 |
Extending the Consultation Period for Review of the Codes on Takeovers and Mergers and Share Repurchases |
| 29 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 29 May 2001 |
SFC Reprimands Mr Douglas Yu Kim-ho |
| 28 May 2001 |
SFC Welcomes Appointment of Advisory Committee Members |
| 28 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 28 May 2001 |
SFC Welcomes Appointment of Advisory Committee Members |
| 24 May 2001 |
New Publications for Retail Investors (in PDF) |
| 24 May 2001 |
Companies Ordinance (Exemption of Companies and Prospectuses From Compliance with Provisions) Notice (in PDF) |
| 24 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 23 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 22 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 21 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 21 May 2001 |
SFC Launches New API and Poster Campaign: Get the Facts Before You Invest |
| 17 May 2001 |
SFC Publicly Reprimands TMT Financial Services Limited |
| 16 May 2001 |
SFC Releases 2000-2001 Annual Report |
| 14 May 2001 |
Unconditional General Offers by Emperor Capital Limited and First Securities (HK) Limited for renren Media Limited |
| 14 May 2001 |
Unconditional General Offers by Emperor Capital Limited and First Securities (HK) Limited for renren Media Limited |
| 14 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 11 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 11 May 2001 |
Unconditional General Offers by Emperor Capital Limited and First Securities (HK) Limited for renren Media Limited |
| 11 May 2001 |
New Radio Series on Metro Finance - Investors' Mastermind |
| 10 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 9 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 8 May 2001 |
Key Officials and Leading Financial Experts in the World Exchange Views at "Asia and Global Finance: New Opportunities" Seminar |
| 8 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 7 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 4 May 2001 |
CIS Internet Guidance Note |
| 4 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 3 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited |
| 3 May 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF) |
| 3 May 2001 |
SFC Reprimands Mr Foo King Yin |
| 28 April 2001 |
SFC Quarterly Bulletin |
| 19 April 2001 |
Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities in Dao Heng Bank Group Limited (in PDF) |
| 18 April 2001 |
Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited |
| 17 April 2001 |
Disclosure of Dealings in Relevant Securities in Pacific Century Insurance Holdings Limited ("PCI") (in PDF) |
| 12 April 2001 |
Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited (in PDF) |
| 12 April 2001 |
SFC Consults the Public on Draft Client Securities and Money Rules |
| 11 April 2001 |
1. SFC Suspends the Registration of Mr Tsang Chun Fuk, Kevin
2. SFC Prosecutes Talent Best Limited, Mr Cheung Chi Fun and Mr Chan Kung Mong for Acting as Investment Advisors Whilst Unregistered |
| 10 April 2001 |
Takeovers and Share Repurchase Codes Proposed Changes (Presentation) (in PDF) |
| 10 April 2001 |
Consultation Paper on a Review of the Codes on Takeovers and Mergers and Share Repurchases |
| 10 April 2001 |
Guidelines on Exempt Fund Manager ("EFM") Status Under the Code on Takeovers and Mergers (the "Code") |
| 10 April 2001 |
Amendments to the Hong Kong Code on Takeovers and Mergers to become effective on 1 May 2001 |
| 9 April 2001 |
Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited (in PDF) |
| 6 April 2001 |
SFC Reprimands Mr. Wong Ching Sau James and Madam Chu King Kee |
| 3 April 2001 |
Companies Ordinance (Exemption of Companies and Prospectuses From Compliance with Provisions) Notice |
| 30 March 2001 |
SFC Reprimands Mr Leung Hing Man |
| 29 March 2001 |
SFC Revokes the Registration of Mr Lui Cho Kwong, Francis, a Dealer's Representative under the Securities Ordinance |
| 28 March 2001 |
SFC Consults the Public on Disciplinary Fining Policy |
| 28 March 2001 |
SFC Revokes the Licences of Trim International Exchange Company Limited and Lam Ka Chi, John Vianney |
| 22 March 2001 |
Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited |
| 22 March 2001 |
SFC Publishes a Consultation Paper on Draft Guidelines for the Regulation of Automated Trading Services |
| 22 March 2001 |
Press Release |
| 19 March 2001 |
Dealings in Shares of Ta Fu International Holdings Limited by Party Acting in Concert with Global Innovation Investment Limited |
| 15 March 2001 |
SFC Takes Action Against Mr Chau Tat Ming |
| 15 March 2001 |
1. SFC Takes Action Against Mr Jorge Alberto Fu ; 2. SFC Takes Action Against Mr Cheung King Wai |
| 13 March 2001 |
New Investor Leaflet - "Take Care of Your Money" |
| 8 March 2001 |
SFC Successfully Prosecutes Brightline Futures Company Limited and Mr Cai Yuan for Contravening the Securities (Disclosure of Interests) Ordinance |
| 7 March 2001 |
SFC Welcomes Budget Speech Proposals |
| 7 March 2001 |
Consultation Paper on New Investor Compensation Arrangements |
| 6 March 2001 |
SFC Takes Action Against Unregistered Dealing |
| 23 February 2001 |
Securities and Futures Bill - Consultation on Draft Forms for Use by Persons Giving Notice under Part XV (Disclosure of Interests in Listed Companies) |
| 22 February 2001 |
"Corporate Governance and the Quality of Markets" |
| 22 February 2001 |
SFC Takes Action Against Mr Daryl Paul Evans, an Investment Representative Under the Securities Ordinance |
| 21 February 2001 |
Consultation Conclusion Report and the Revised Code of Conduct for Persons Registered with the Securities and Futures Commission |
| 20 February 2001 |
Joint Press Announcement in relation to SFC Oversight, Supervision of Exchange Participants and Market Surveillance the Memorandum of Understanding between the Securities and Futures Commission and Hong Kong Exchanges and Clearing Limited |
| 18 February 2001 |
SFC Welcomes Appointment of Securities And Futures Appeals Panel Members |
| 15 February 2001 |
SFC Welcomes the Appointments of the Chief Secretary and the Financial Secretary |
| 13 February 2001 |
SFC Welcomes Appointment of Executive Director |
| 12 February 2001 |
SFC Launches New Website with Enhanced Functions |
| 2 February 2001 |
Investor Education Radio Segments on Metro Finance |
| 30 January 2001 |
SFC reprimands Mr. Sai Xiaolin otherwise known as Mr. Azizi Farhat and Mr. Liu Wenchuan |
| 29 January 2001 |
SFC Quarterly Bulletin |
| 22 January 2001 |
SFC Reprimands JS Cresvale Securities Asia Limited and Ms Lau Yin Mei, Carmela |
| 18 January 2001 |
SFC Takes Action Against Mr Cheung Sai Leung and Ms Mak Yuen Yee Selina |
| 18 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 18 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 17 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 16 January 2001 |
The SFC Successfully Prosecutes Chan Kiu Chi for Market Manipulation |
| 15 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 12 January 2001 |
SFC Reprimands Mr Cheung Ka Fai |
| 10 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 9 January 2001 |
SFC Prosecutes Trinity 2000 Ltd and Chung Yi Biu For Issuing Unauthorized Advertisements on the Internet |
| 9 January 2001 |
SFC Chairman's Year-end Remarks |
| 8 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 8 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 5 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 5 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 4 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 4 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 4 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 3 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 3 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 2 January 2001 |
SFC Welcomes Non-Executive Directors |
| 2 January 2001 |
Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited |
| 2000 |
2000 Press Releases |
| 1999 |
1999 Press Releases |
| 1998 |
1998 Press Releases |
